TELK
OMNIKA
T
elecommunication,
Computing,
Electr
onics
and
Contr
ol
V
ol.
23,
No.
5,
October
2025,
pp.
1137
∼
1146
ISSN:
1693-6930,
DOI:
10.12928/TELK
OMNIKA.v23i5.26854
❒
1137
Rate-splitting
multiple
access
in
satellite-terr
estrial
communication
systems:
perf
ormance
analysis
Huu
Q
.
T
ran
1
,
Khuong
Ho-V
an
2
1
Department
of
Electronics
and
T
elecommunication,
F
aculty
of
Electronics
T
echnology
,
Industrial
Uni
v
ersity
of
Ho
Chi
Minh
City
,
Ho
Chi
Minh
City
,
V
ietnam
2
Department
of
T
elecommunication
Engineering,
F
aculty
of
Electrical
and
Electronics
Engineering,
Ho
Chi
Minh
City
Uni
v
ersity
of
T
echnology
(HCMUT),
VNU-HCM,
Ho
Chi
Minh
City
,
V
ietnam
Article
Inf
o
Article
history:
Recei
v
ed
Dec
16,
2024
Re
vised
Jun
25,
2025
Accepted
Aug
1,
2025
K
eyw
ords:
Non-orthogonal
multiple
access
Outage
probability
Rate-splitting
multiple
access
Satellite-terrestrial
systems
Shado
wed-Rician
f
ading
ABSTRA
CT
This
paper
in
v
estig
ates
the
throughput
and
outage
probability
(OP)
of
rate-
splitting
multiple
access
(RSMA)
in
satellite–terrestrial
communication
net-
w
orks.
By
di
viding
user
messages
into
common
and
pri
v
ate
parts,
RSMA
enhances
spectral
ef
cienc
y
and
user
f
airness
while
addressing
hardw
are
im-
pairments
and
co-channel
interference.
The
proposed
h
ybrid
system
model
is
analyzed
and
compared
with
non-orthogonal
multiple
access
(NOMA)
un-
der
v
arious
po
wer
allocation
coef
cients
and
channel
conditions.
Results
sho
w
that
RSMA
achie
v
es
lo
wer
OP
and
higher
throughput
than
NOMA,
particularly
in
dense
multi-cel
l
deplo
yments.
Numerical
e
v
aluations
further
demonstrate
RSMA
’
s
rob
ustness
ag
ai
nst
interference
and
hardw
are
limitations,
underscoring
its
potenti
al
as
a
reliable
solution
for
ne
xt-generation
sat
ellite–terrestrial
relay
netw
orks.
This
is
an
open
access
article
under
the
CC
BY
-SA
license
.
Corresponding
A
uthor:
Huu
Q.
T
ran
Department
of
Electronics
and
T
elecommunication,
F
aculty
of
Electronics
T
echnology
Industrial
Uni
v
ersity
of
Ho
Chi
Minh
City
Go
V
ap
District,
Ho
Chi
Minh
City
,
V
ietnam
Email:
tranquyhuu@iuh.edu.vn
1.
INTR
ODUCTION
In
rapidly
e
v
olving
landscape
of
wireless
communication,
achie
ving
higher
spectral
ef
cienc
y
,
ener
gy
ef
cienc
y
,
and
reliability
is
crucial
to
addressing
the
rising
dema
nd
for
seamless
and
ubiquitous
connecti
vity
.
The
e
xponential
gro
wth
of
de
vices
connected
to
the
Internet,
combined
with
the
e
v
er
-increasing
demands
for
data-intensi
v
e
applications,
underscores
the
need
for
inno
v
ati
v
e
multiple
access
techniques
capable
of
o
v
er
-
coming
the
limitations
of
con
v
entional
schemes.
Among
these
adv
anced
techniques,
rate-splitting
multiple
access
(RSMA)
becomes
a
feasible
candidate
for
6G
netw
orks
and
be
yond,
poised
to
redene
the
paradigms
of
wireless
communication
[1]-[5].
RSMA
le
v
erages
an
intelligent
and
adapti
v
e
approach
to
interference
man-
agement
by
di
viding
user
signals
into
common
and
pri
v
ate
components,
enabling
a
more
granular
and
ef
fecti
v
e
handling
of
inter
-user
interference
[6],
[7].
Unlik
e
traditional
schemes,
RSMA
empo
wers
recei
v
ers
to
imple-
ment
e
xible
signal
decoding
strate
gies
through
successi
v
e
interference
cancellation
(SIC).
This
allo
ws
partial
decoding
of
interference
whilst
considering
the
residual
interference
as
noise,
leading
to
more
rob
ust
communi-
cation
performance
in
di
v
erse
netw
ork
conditions
[3],
[8],
[9].
Such
e
xibility
mak
es
RSMA
uniquely
suitable
for
scenarios
characterized
by
heterogeneous
user
channel
conditions
and
non-ideal
propag
ation
en
vironments,
J
ournal
homepage:
http://journal.uad.ac.id/inde
x.php/TELK
OMNIKA
Evaluation Warning : The document was created with Spire.PDF for Python.
1138
❒
ISSN:
1693-6930
where
con
v
entional
t
echniques
lik
e
non-orthogonal
multiple
access
(NOMA)
and
orthogonal
multiple
access
(OMA)
struggle
to
maintain
reliability
consistenc
y
[10],
[11].
Furthermore,
the
adoption
of
RSMA
isn’
t
con-
strained
to
terrestrial
communication
netw
orks
yet
widens
to
satellite-terrestrial
communication
syst
ems,
where
unique
challenges
such
as
long
propag
ation
delays,
limite
d
spectrum,
and
coe
xistence
of
multiple
service
layers
create
a
comple
x
operational
en
vironment
[12]-[14].
The
inte
gration
of
RSMA
in
satellite-terrestrial
netw
orks
enhances
resource
utilization
and
interference
management,
addressing
traditional
performance
bottlenecks.
These
netw
orks
are
crucial
for
ne
xt-generation
wireless
infrastructure,
supporting
wide-area
co
v
erage,
high
data
rates,
and
lo
w
l
atenc
y
,
especially
in
remote
or
under
serv
ed
re
gions.
The
y
also
pro
vide
rob
ust
support
during
peak
demand
and
for
disaster
reco
v
ery
.
Ho
we
v
er
,
the
y
f
ace
challenges
lik
e
se
v
ere
co-channel
interfer
-
ence,
dynamic
user
distri
b
ut
ions,
and
stringent
quality-of-service
(QoS)
requirements
[15],
[16].
The
escalating
demand
for
satellite-terrestrial
connecti
vity
,
dri
v
en
by
emer
ging
technologies
lik
e
6G,
the
Internet
of
Things
(IoT),
and
disaster
reco
v
ery
systems,
has
intensied
the
u
r
genc
y
to
address
these
challenges.
By
2030,
the
quantity
of
IoT
de
vices
is
estimated
to
be
o
v
er
30
billion,
while
6G
netw
orks
will
require
ultra-reliable
lo
w-
latenc
y
(URLL)
communications
to
support
mission-critical
applications
[17].
Additionally
,
satellite-terrestrial
systems
are
vital
for
ensuring
connecti
vity
during
natural
disasters,
where
terrestrial
infrastructure
may
be
com-
promised
[15].
Ho
we
v
er
,
con
v
entional
multiple
access
schemes
lik
e
NOMA
and
orthogonal
multiple
access
(OMA)
struggle
to
meet
these
demands
due
to
their
l
imited
ability
to
manage
se
v
ere
co-channel
interference
and
dynamic
user
distrib
utions
ef
fecti
v
ely
.
NOMA,
while
impro
ving
spectral
ef
cienc
y
,
often
f
ails
to
ensure
f
air
-
ness
among
users
with
heterogeneous
channel
conditions
[2],
and
OMA
’
s
orthogonal
resource
allocation
leads
to
suboptimal
spectrum
utilization
[10].
These
limitations
result
in
de
graded
QoS,
particularly
in
scenarios
requiring
high
reliability
and
lo
w
latenc
y
,
underscoring
the
need
for
adv
anced
techniques
lik
e
RSMA
to
bridge
the
performance
g
ap.
RSMA
’
s
ability
to
split
signals
into
common
and
pri
v
ate
streams
of
fers
a
transformati
v
e
approach,
impro
ving
spectral
ef
cienc
y
,
ener
gy
utilization,
and
f
airness
among
users,
e
v
en
with
heterogeneous
channel
conditions
and
unpredictable
interference.
This
mak
es
RSMA
particularly
benecial
for
optimizing
the
throughput
of
satellite-terrestrial
communication
netw
orks.
Ne
v
ertheless,
the
deplo
yment
of
RSMA
in
satellite-terrestrial
communications
netw
orks
has
not
been
thoroughly
e
xplored,
resulting
in
a
lack
of
crucial
insights
needed
to
achie
v
e
QoS
standards.
The
rapid
e
xpansion
of
connected
de
vices
and
data
intensi
v
e
appli-
cations,
e
xpected
to
gro
w
signicantly
by
2030
[17],
underscores
the
critical
need
for
rob
ust
satellite-terrestrial
communication
systems
to
ensure
seamless
connecti
vity
in
remote
and
underserv
ed
re
gions.
Con
v
entional
multiple
access
schemes,
such
as
NOMA
and
OMA,
f
ace
signicant
challenges
due
to
co-channel
interference
and
dynamic
user
distrib
utions,
limiting
their
ability
to
meet
stringent
QoS
requirements.
Moreo
v
er
,
satellite
communications
also
f
ace
en
vironmental
impairments
such
as
rain
attenuation,
which
can
signicantly
de
grade
link
reliability
in
multibeam
satellite
systems
[18].
In
parallel,
cooperati
v
e
relaying
with
ener
gy
harv
esting
has
been
in
v
estig
ated
as
a
promising
solution
to
enhance
both
security
and
reliability
in
future
wireless
netw
orks,
despite
the
presence
of
hardw
are
impairments
[19].
These
studies
highlight
the
importance
of
considering
both
en
vironmental
and
hardw
are
constraints
when
designing
rob
ust
satellite–terrestrial
multiple
access
systems.
T
o
bridge
this
g
ap,
our
paper
continues
to
contri
b
ut
e
to
this
eld
with
the
k
e
y
contrib
utions
itemized
as
follo
ws:
(i)
we
deri
v
e
mathematical
e
xpressions
for
outage
probability
(OP)
and
conduct
asymptotic
analysis
to
e
v
aluate
system
performance
comprehensi
v
ely
and
(ii)
this
study
e
v
aluates
the
inuence
of
po
wer
distrib
ution
f
actors
and
the
quantity
of
satellite
antennas
on
the
o
v
erall
reliability
and
dependability
of
the
system.
The
subsequent
section
describes
RSMA
in
satellite-terrestrial
communication
systems.
Subsequently
,
section
3
performs
the
OP
analyses.
Section
4
dis
cusses
the
simulated
and
analytical
results
under
v
arious
practical
settings.
Ev
entually
,
section
5
presents
conclusions.
2.
RSMA
IN
SA
TELLITE-TERRESTRIAL
COMMUNICA
TION
SYSTEMS
2.1.
System
model
This
subsecti
on
pro
vides
an
o
v
ervie
w
of
RSMA
in
wireless
communications,
co
v
ering
both
sat
ellite
and
terrestrial
systems,
as
in
Figure
1.
A
satellite
with
K
antennas
communicates
with
Q
terrestrial
users
using
RSMA
to
serv
e
all
users
simultaneously
.
Modern
satellite
communications
often
uses
multi-beam
technology
to
enhance
spectral
ef
cienc
y
,
especi
ally
in
geosynchronous
earth
orbit
(GEO)
satellites,
where
array-fed
re-
ectors
generate
multiple
beams
more
ef
ciently
than
direct
radiation
arrays.
This
setup
x
es
each
beam’
s
radiation
pattern,
reducing
the
need
for
comple
x
on-board
processing.
Ho
we
v
er
,
achie
ving
accurate
channel
state
information
(CSI)
is
challenging
because
of
erroneous
channel
estimation.
T
echniques
lik
e
the
linear
TELK
OMNIKA
T
elecommun
Comput
El
Control,
V
ol.
23,
No.
5,
October
2025:
1137–1146
Evaluation Warning : The document was created with Spire.PDF for Python.
TELK
OMNIKA
T
elecommun
Comput
El
Control
❒
1139
minimal
mean
square
error
method
are
used
to
predict
CSI,
yielding
the
combined
channel
coef
cient
between
S
and
the
q
th
user
as:
h
U
q
=
g
†
U
q
w
U
q
+
e
U
q
q
L
S
U
q
ϑ
S
ϑ
θ
U
q
(1)
where
w
U
q
is
K
×
1
transmit
weight
v
ector
,
e
U
q
means
channel
estimation
error
with
e
U
q
∼
C
N
0
,
µ
2
U
q
,
ϑ
S
is
satellite
antenna
g
ain,
g
U
q
is
the
estimated
K
×
1
shado
wed-Rician
channel
coef
cient
v
ector
between
K
antennas
at
S
and
the
q
th
user
,
and
(
.
)
†
denotes
conjug
ate
transpose.
The
transmit
beamforming
v
ector
w
U
q
∈
C
K
×
1
is
selected
in
accordance
wit
h
the
maximum
ratio
transmission
(MR
T)
principle,
gi
v
en
that
w
U
q
=
∥
g
U
q
∥
∥
g
U
q
∥
F
in
which
∥
.
∥
F
denotes
the
Frobenius
norm.
Moreo
v
er
,
L
S
U
q
=
1
K
B
T
W
c
4
π
f
c
d
S
U
q
2
means
instantaneous
free
space
loss
[20]
wherein
d
S
U
q
is
distance
between
S
and
U
q
,
f
c
is
carrier
frequenc
y
,
W
is
transmission
bandwidth,
T
is
noise
temperature
at
the
recei
v
er
,
K
B
=
1
.
38
×
10
−
23
J
/
K
is
Boltzmann
constant,
c
is
speed
of
light.
Furthermore,
the
satellite’
s
beam
g
ain
ϑ
θ
U
q
is
e
xpressed
to
be:
ϑ
θ
U
q
=
ϑ
U
q
I
1
¯
ρ
U
q
2
¯
ρ
U
q
+
36
I
3
¯
ρ
U
q
¯
ρ
3
U
q
!
(2)
where
θ
U
q
is
the
angular
separation,
ϑ
U
q
is
the
antenna
g
ain
at
U
q
,
I
i
is
the
rst-kind
Bessel
function
with
order
i
,
¯
ρ
U
q
=
2
.
07123
sin
θ
U
q
sin
θ
U
q
3dB
in
which
sin
θ
U
q
3dB
represents
3
dB
beamwidth.
S
Given Area
K
antennas
U
1
U
2
U
q
h
U
1
h
U
2
h
Uq
S
Given Area
K
antennas
U
1
U
2
U
q
h
U
1
h
U
2
h
Uq
Figure
1.
The
considered
system
model
2.2.
Signal
pr
ocessing
at
transcei
v
ers
This
research
emplo
ys
RSMA
signaling
at
the
transmitter
to
f
acilitate
concurrent
communication
wi
th
all
recipients.
RSMA
operates
by
di
viding
the
trans
mitted
information
into
a
shared
signal
(
x
c
)
distrib
uted
across
all
recipients
and
personali
zed
messages
tailored
for
each
recipient.
The
transmitter
designates
a
po
wer
distrib
ution
f
actor
(
a
c
)
for
the
shared
signal,
with
the
residual
po
wer
assigned
to
the
personalized
messages.
Subsequently
,
it
transmits
a
composite
of
the
shared
and
personalized
messages
to
the
recipients.
x
=
p
P
S
√
a
c
x
c
+
X
Q
q
=1
√
a
q
x
q
(3)
wherein
P
S
represents
the
po
wer
allocated
at
S
for
do
wnlink
communication,
and
x
q
signies
the
pri
v
ate
mes-
sage
designated
for
the
q
th
user
,
accompanied
by
a
po
wer
allocation
coef
cient
denoted
as
a
q
.
It
is
important
to
note
that
a
c
+
P
Q
q
=1
a
q
=
1
.
The
i
th
user
obtains
the
signal
articulated
to
be:
y
U
q
=
h
U
q
x
+
n
U
q
=
g
†
U
q
w
U
q
+
e
U
q
q
L
S
U
q
ϑ
S
ϑ
θ
U
q
a
c
P
S
x
c
|
{z
}
Common
Message
+
g
†
U
q
w
U
q
+
e
U
q
q
L
S
U
q
ϑ
S
ϑ
θ
U
q
a
q
P
S
x
q
|
{z
}
Desired
Priv
ate
Message
+
g
†
U
q
w
U
q
+
e
U
q
X
Q
j
=1
,q
̸
=
j
q
L
S
U
q
ϑ
S
ϑ
θ
U
q
a
j
P
S
x
j
|
{z
}
In
terfernce
+
n
U
q
|{z}
A
W
GN
(4)
Rate-splitting
multiple
access
in
satellite-terr
estrial
communication
systems:
performance
...
(Huu
Q.
T
r
an)
Evaluation Warning : The document was created with Spire.PDF for Python.
1140
❒
ISSN:
1693-6930
wherein
n
U
q
represents
zero-mean
σ
2
q
-v
ariance
additi
v
e
white
Gaussian
noise
(A
WGN).
The
(4)
clearly
un
v
eils
that
each
user
recei
v
es
not
only
pri
v
ate
and
common
information
dedicated
to
itse
lf
b
ut
also
pri
v
ate
informa-
tion
intended
for
other
users,
yielding
interference
when
reco
v
ering
information.
T
o
mitig
ate
this,
each
user
conducts
a
tw
o-stage
restoring
process
to
retrie
v
e
e
xpected
m
essages
from
its
recei
v
ed
signal.
By
considering
all
other
data
as
noise,
shared
information
is
retrie
v
ed
in
the
initial
phase.
The
signal-to-noise-plus-interference
ratio
(SINR)
for
e
xtracting
the
shared
signal
at
the
q
th
recipient
measures
ho
w
ef
fecti
v
ely
the
recipient
can
isolate
the
communal
data
amidst
disruptions
from
personalized
messages
designated
for
other
recipients.
This
SINR
reects
the
po
wer
assigned
to
the
shared
signal,
channel
characteristics
(including
antenna
g
ains
and
free
space
loss),
and
the
ef
fects
of
channel
estimation
inaccuracies
and
ambient
noise.
A
higher
SINR
signi-
es
impro
v
ed
decoding
reliability
for
the
shared
signal,
which
is
essential
for
RSMA
’
s
interference
mitig
ation
approach.
Consequently
,
the
qth
recipient
retrie
v
es
shared
information
with
SINR
as:
¯
γ
c,q
=
a
c
L
S
U
q
ϑ
S
ϑ
θ
U
q
P
S
g
U
q
2
F
L
S
U
q
ϑ
S
ϑ
θ
U
q
P
S
(1
−
a
c
)
g
U
q
2
F
+
L
S
U
q
ϑ
S
ϑ
θ
U
q
P
S
µ
2
U
q
+
σ
2
q
=
a
c
A
q
(1
−
a
c
)
A
q
+
δ
q
µ
2
U
q
+
1
(5)
wherein
ϱ
S
=
P
S
σ
2
q
is
transmit
signal-to-noise
radio
(SNR),
A
q
=
δ
q
g
U
q
2
F
and
δ
q
=
ϱ
S
L
S
U
q
ϑ
S
ϑ
θ
U
q
.
Upon
the
successful
decryption
of
the
shared
message,
the
subsequent
stage
entails
each
user
e
xtracting
its
intended
pri
v
ate
information
by
deducting
the
reco
v
ered
shared
information
from
the
recei
v
ed
signal
whereas
presuming
the
pri
v
ate
information
from
all
other
users
to
be
sources
of
interference.
After
decoding
the
com-
mon
message,
the
q
th
user
focus
es
on
e
xtracting
its
pri
v
ate
message.
The
SINR
for
this
pri
v
ate
message
reects
the
po
wer
allotted
to
specic
data
of
the
user
relati
v
e
to
the
interference
caused
by
pri
v
ate
messages
intended
for
other
users,
along
with
residual
channel
estimation
errors
and
noise.
This
equation
is
crucial
as
it
determines
the
reliability
of
personalized
data
deli
v
ery
,
highlighting
the
trade-of
f
in
po
wer
allocation
between
pri
v
ate
and
common
messages
in
RSMA.
Thereby
,
the
SINR
for
the
q
th
user
to
successfully
decode
their
pri
v
ate
message
can
be
articulated
as:
¯
γ
p,q
=
a
q
A
q
A
q
P
Q
j
=1
,q
̸
=
j
a
j
+
δ
q
µ
2
U
q
+
1
(6)
Owing
to
identical
po
wer
transmission
associated
with
L
training
symbols
utilized
for
channel
estimation,
µ
2
U
q
=
1/
δ
q
L
is
modeled
as
the
v
ariance
of
channel
estimation
error
[21].
2.3.
T
err
estrial
channel
model
Assuming
independent
and
identically
distrib
uted
(IID)
f
ading
channels
yields
the
probability
density
function
(PDF)
of
g
(
k
)
q
e
xpressed
to
be:
f
g
(
k
)
q
2
(
x
)
=
α
q
e
−
β
q
x
1
F
1
(
m
q
;
1;
ϖ
q
x
)
,
x
≥
0
(7)
wherein
1
F
1
(
·
;
·
;
·
)
means
the
conuent
h
yper
geometric
function
of
the
rst
kind
[22].
Moreo
v
er
,
g
(
k
)
q
,
∀
q
∈
Q
,
is
channel
coef
cient
from
satellite’
s
k
th
antenna
to
q
th
user
,
β
q
=
1/2
b
q
,
α
q
=
(2
b
q
m
q
/(2
b
q
m
q
+
Ω
q
))
m
q
/2
b
q
,
ϖ
q
=
Ω
q
/(2
b
q
)
(2
b
q
m
q
+
Ω
q
)
in
which
2
b
q
,
Ω
q
,
and
m
q
represents
a
v
erage
po
wer
of
multi-path
elements,
a
v-
erage
po
wer
of
line-of-sight
element,
and
f
ading
se
v
erity
parameter
,
correspondingly
.
F
or
the
purposes
of
this
paper
,
the
shado
wed-Rician
f
ading
se
v
erity
parameter
m
q
is
assumed
to
be
inte
ger
v
alues.
This
assumption
f
acilitates
a
streamlined
e
v
aluation
of
channel
characteristics
and
their
inuence
on
performance
indicators.
W
e
no
w
reformulate
(7)
as:
f
g
(
k
)
q
2
(
x
)
=
α
q
e
−
(
β
q
−
ϖ
q
)
x
m
q
−
1
P
t
=0
ζ
q
(
t
)
x
t
,
x
≥
0
(8)
Here,
ζ
q
(
t
)
=
(
−
1)
t
(1
−
m
q
)
t
ϖ
t
q
.
(
t
!)
2
,
where
(
.
)
t
represents
the
Pochhammer
symbol.
Dra
wing
on
the
nd-
ings
from
[23],
the
probability
density
function
(PDF)
of
A
q
under
i.i.d.
shado
wed-Rician
f
ading
is
e
xpressed
as:
f
A
q
(
x
)
=
m
q
−
1
X
j
1
=0
·
·
·
m
q
−
1
X
j
K
=0
Λ
q
(
K
)
δ
∆
q
q
x
∆
q
−
1
e
−
ψ
q
δ
q
x
(9)
TELK
OMNIKA
T
elecommun
Comput
El
Control,
V
ol.
23,
No.
5,
October
2025:
1137–1146
Evaluation Warning : The document was created with Spire.PDF for Python.
TELK
OMNIKA
T
elecommun
Comput
El
Control
❒
1141
where
∆
q
=
P
K
l
=1
j
l
+
K
,
ψ
q
=
β
q
−
δ
q
,
B
(
.,
.
)
means
the
Beta
function
[22],
and
Λ
q
(
K
)
=
α
K
q
Q
K
l
=1
ζ
q
(
j
l
)
Q
K
−
1
u
=1
B
P
u
p
=1
j
p
+
u,
j
u
+1
+
1
(10)
T
o
obtain
the
CDF
of
A
,
we
utilize
the
ndings
from
[22],
resulting
in
F
A
q
(
x
)
e
xpressed
as:
F
A
q
(
x
)
=
1
−
m
q
−
1
X
j
1
=0
·
·
·
m
q
−
1
X
j
K
=0
∆
q
−
1
X
p
=0
Λ
q
(
K
)
Γ
(∆
q
)
p
!
ψ
∆
q
−
p
q
δ
p
q
e
−
ψ
q
x
δ
q
x
p
(11)
3.
OUT
A
GE
PR
OB
ABILITY
It
is
recalled
from
RSMA
that
e
v
ery
user
gets
the
mix
of
the
shared
information,
its
o
wn
pri
v
a
te
information,
the
pri
v
ate
information
of
all
other
users.
Thereby
,
it
decodes
both
types
of
information
through
a
tw
o-stage
reco
v
ering
process,
as
sho
wn
in
(5)
and
(6).
If
these
SINRs
drop
belo
w
the
required
thresholds
γ
c,q
th
and
γ
p,q
th
,
respecti
v
ely
,
the
connection
between
S
and
the
q
th
user
will
e
xperience
an
outage.
Here,
γ
c,q
th
=
2
2
R
c,q
−
1
and
γ
p,q
th
=
2
2
R
p,q
−
1
,
where
R
p,q
and
R
c,q
denote
preset
spectral
ef
ciencies
to
restore
pri
v
ate
and
common
information,
correspondingly
.
The
outage
probability
(OP)
for
the
q
th
user
quanties
the
lik
elihood
that
the
SINR
for
either
the
pri-
v
ate
or
common
message
f
alls
belo
w
the
required
threshold,
leading
to
a
communication
f
ailure.
This
equation
combines
the
ef
fects
of
channel
conditions,
po
wer
allocation,
and
f
ading
characteristics
under
shado
wed-Rician
f
ading.
It
distinguishes
between
cases
where
the
common
or
pri
v
ate
message
decoding
is
the
limiting
f
actor
,
pro
viding
a
comprehensi
v
e
metric
to
e
v
aluate
system
reliabil
ity
and
guide
optimization
of
po
wer
allocation
and
antenna
congurations.
Pr
oposition
1
The
OP
for
the
q
th
user
is:
O
U
q
=
1
−
m
q
−
1
P
j
1
=0
·
·
·
m
q
−
1
P
j
K
=0
∆
q
−
1
P
p
=0
Λ
q
(
K
)Γ(∆
q
)
p
!
ψ
∆
q
−
p
q
δ
p
q
e
−
ψ
q
γ
p,q
th
δ
q
µ
2
U
q
+1
δ
q
[
a
q
−
(
1
−
a
c
−
a
q
)
γ
p,q
th
]
γ
p,q
th
δ
q
µ
2
U
q
+1
a
q
−
(1
−
a
c
−
a
q
)
γ
p,q
th
p
,
if
¯
γ
c,q
th
<
¯
γ
p,q
th
1
−
m
q
−
1
P
j
1
=0
·
·
·
m
q
−
1
P
j
K
=0
∆
q
−
1
P
p
=0
Λ
q
(
K
)Γ(∆
q
)
p
!
ψ
∆
q
−
p
q
δ
p
q
e
−
ψ
q
γ
c,q
th
δ
q
µ
2
U
q
+1
δ
q
[
a
c
−
(1
−
a
c
)
γ
c,q
th
]
γ
c,q
th
δ
q
µ
2
U
q
+1
a
c
−
(1
−
a
c
)
γ
c,q
th
p
,
if
¯
γ
c,q
th
≥
¯
γ
p,q
th
(12)
where
¯
γ
c,q
th
=
γ
c,q
th
δ
q
µ
2
U
q
+
1
/(
a
c
−
(1
−
a
c
)
γ
c,q
th
)
and
¯
γ
p,q
th
=
γ
p,q
th
δ
q
µ
2
U
q
+
1
/(
a
q
−
(1
−
a
c
−
a
q
)
γ
p,q
th
)
.
Note
(12)
is
deri
v
ed
on
the
condition
of
a
c
>
γ
c,q
th
/(1
+
γ
c,q
th
)
and
a
i
>
(1
−
a
c
)
γ
p,q
th
/(1
+
γ
p,q
th
)
.
Pr
oof
1
The
OP
for
the
q
th
user
is
e
xpressed
as:
O
U
q
=1
−
Pr
(
¯
γ
c,q
>
γ
c,q
th
,
¯
γ
p,q
>
γ
p,q
th
)
=1
−
Pr
a
c
A
q
(1
−
a
c
)
A
q
+
δ
q
µ
2
U
q
+
1
>
γ
c,q
th
,
a
q
A
q
A
q
P
Q
j
=1
,q
̸
=
j
a
j
+
δ
q
µ
2
U
q
+
1
>
γ
p,q
th
!
(13)
After
certain
algebraic
simplications,
the
(13)
is
represented
as:
O
U
q
=
1
−
Pr
(
A
q
>
¯
γ
c,q
th
,
A
q
>
¯
γ
p,q
th
)
=
1
−
Pr
(
A
q
>
¯
γ
q
max
)
,
(14)
where
¯
γ
q
max
=
max
(
¯
γ
c,q
th
,
¯
γ
p,q
th
)
.
Further
,
we
re
write
O
U
q
as:
O
U
q
=
1
−
1
−
F
A
q
(
¯
γ
q
max
)
=
F
A
q
(
¯
γ
q
max
)
(15)
Substituting
(11)
into
(15),
(12)
can
be
obtained
and
the
proof
is
completed.
When
ϱ
S
→
∞
,
one
applies
the
approximation
e
−
z
≈
1
−
z
as
[24]
into
(13)
to
achie
v
e
the
approxi-
mated
CDF
of
A
q
,
yielding
asymptotic
beha
vior
as:
F
∞
A
q
(
x
)
≃
α
K
q
x
K
K
!
δ
K
q
(16)
Rate-splitting
multiple
access
in
satellite-terr
estrial
communication
systems:
performance
...
(Huu
Q.
T
r
an)
Evaluation Warning : The document was created with Spire.PDF for Python.
1142
❒
ISSN:
1693-6930
Substituting
(16)
into
(15)
results
in
the
asymptotic
OP
at
U
q
as:
O
∞
U
q
=
1
K
!
α
q
γ
p,q
th
δ
q
µ
2
U
q
+1
δ
q
[
a
q
−
(1
−
a
c
−
a
q
)
γ
p,q
th
]
K
,
if
¯
γ
c,q
th
<
¯
γ
p,q
th
1
K
!
α
q
γ
c,q
th
δ
q
µ
2
U
q
+1
δ
q
[
a
c
−
(1
−
a
c
)
γ
c,q
th
]
K
,
if
¯
γ
c,q
th
≥
¯
γ
p,q
th
(17)
4.
PERFORMANCE
EV
ALU
A
TION
This
section
presents
demonstrati
v
e
ndings
to
v
alidate
the
proposed
formulas.
The
shado
wed-Rician
f
ading
conguration
for
the
satellite
to
q
th
user
(
S
-
U
q
)
connection
is
considered
as
Ω
q
,
m
q
,
b
q
=
0
.
279
,
5
,
0
.
251
in
a
v
erage
shado
wing
(AS)
scenario
and
(Ω
q
,
m
q
,
b
q
=
0
.
0007
,
1
,
0
.
063)
under
hea
vy
shado
wing
(HS)
in
[25].
The
equi
v
alent
noise
po
wer
at
U
q
is
calculated
as
σ
2
q
=
N
0
+
10
log
10
(
W
)
+
NF
[dBm],
as
referenced
in
[26],
where
NF
is
noise
gure.
Unless
otherwise
stated
in
[20],
the
parameters
are
set
to
K
=
2
,
Q
=
2
,
R
c,q
=
0
.
1
bits
per
channel
usage
(BPCU),
R
p,
1
=
0
.
25
BPCU,
R
p,
2
=
0
.
1
BPCU,
a
c
=
0
.
4
,
f
c
=
2
GHz,
W
=
15
Mhz,
T
=
300
◦
K
,
c
=
3
×
10
8
m/s,
d
S
U
q
=
35786
Km,
ϑ
S
=
53
.
45
dB,
ϑ
U
q
=
4
.
8
dB,
θ
U
q
=
0
.
8
◦
,
θ
U
q
3dB
=
0
.
3
◦
,
NF
=
10
dBm,
N
0
=
−
174
dBm/Hz,
a
2
=
0
.
4
(1
−
a
c
)
,
a
1
=
0
.
6
(1
−
a
c
)
,
with
BPCU
representing
bits
per
channel
use.
Figure
2
illustrates
OP
v
ersus
satellite
transmits
po
wer
P
S
in
dBm.
It
compares
analytical
results
(for
both
HS
and
AS
conditions)
with
simulation
results
and
asymptotic
e
xpressions.
The
curv
es
for
U
1
and
U
2
under
HS
and
AS
conditions
sho
w
a
close
match
between
the
analytical
and
simulation
ndings,
v
alidating
the
accurac
y
of
the
analysis.
Furthermore,
the
asymptotic
e
xpressions
pro
vide
a
good
approximati
on
at
higher
v
alues
of
P
S
,
highli
g
ht
ing
the
adv
antage
of
the
proposed
model.
This
also
indicates
the
signicant
inuence
of
shado
wing
se
v
erity
on
the
OP
of
satellite
communications
systems.
Figure
3
presents
OP
ag
ainst
satellite
transmit
po
wer
P
S
in
dBm
for
numerous
numbers
of
satellite
antennas
K
,
specically
K
=
1
,
2
,
3
.
The
analytical
curv
es
for
U
1
and
U
2
closely
match
the
simulation
outcomes,
conrming
the
preciseness
of
the
analysis.
As
K
increases,
the
OP
decreases
for
a
gi
v
en
P
S
,
highlighting
the
adv
antage
of
using
multiple
antennas
in
sa
tellite
systems
to
enhance
reliability
.
F
or
instance,
at
higher
P
S
,
the
p
e
rformance
impro
v
ement
is
more
prominent
due
to
the
additional
spatial
di
v
ersity
of
fered
by
the
rising
quantity
of
antennas.
The
asymptotic
curv
es
also
align
well
at
higher
po
wer
le
v
els,
further
v
alidating
the
rob
ustness
of
the
deri
v
ed
e
xpressions
under
high
transmit
po
wer
scenarios.
Figure
4
illustrates
OP
v
ersus
po
wer
coef
cient
a
c
for
tw
o
satellite
transmit
po
wer
le
v
els:
P
S
=
0
dBm
(dashed
lines)
and
P
S
=
5
dBm
(sol
id
lines).
The
analytical
results
for
U
1
and
U
2
closely
align
with
the
simulation
outcomes,
v
alidating
the
analysis.
The
OP
e
xhibits
a
U-shaped
beha
vior
,
decreasing
as
a
c
increases
from
0,
reaching
a
minimum
near
a
c
=
0
.
5
,
and
then
increasing
as
a
c
approaches
1.
This
beha
vior
highlights
the
trade-of
f
in
po
wer
allocation
between
the
users,
where
balanced
po
wer
allocation
(
a
c
≈
0
.
5
)
minimizes
the
OP
.
Furthermore,
higher
satellite
po
wer
(
P
S
=
5
dBm)
consistently
results
in
lo
wer
outage
probabilities
compared
to
P
S
=
0
dBm,
demonstrating
the
adv
antage
of
increased
transmit
po
wer
.
The
gure
also
emphasizes
the
importance
of
optimizing
a
c
to
enhance
system
performance
under
v
arying
po
wer
le
v
els.
Figure
5
presents
OP
v
ersus
t
he
lengths
of
training
symbols
L
with
P
S
=
0
dBm
for
K
=
1
(dashed
lines)
and
K
=
3
(solid
lines).
This
gure
demonstrates
that
the
OP
of
U
1
is
consistently
belo
w
that
of
U
2
,
indicating
that
U
1
e
xperiences
better
information
quality
compared
to
U
2
.
Additionally
,
the
case
with
K
=
1
e
xhibits
higher
OP
compared
to
K
=
3
.
This
observ
ation
implies
that
rising
the
quantity
of
antennas
enhances
the
communication
quality
and
ef
cienc
y
.
Figure
6
clearly
illustrates
that
RSMA
consistently
outperforms
NOMA
in
reducing
OP
for
both
users
across
all
transmit
po
wer
le
v
els.
Under
HS,
RSMA
’
s
curv
es
decrease
more
rapidly
,
demonstrating
rob
ust
reliability
e
v
en
at
lo
w
PS,
whereas
NOMA
sustains
higher
o
ut
age
probabilities.
The
AS
further
amplies
RSMA
’
s
adv
antage,
reducing
its
OP
to
e
xtremely
lo
w
v
alues
more
quickly
than
NOMA.
User
1
consistently
e
xperiences
a
lo
wer
OP
than
User
2,
reecting
superior
channel
conditions
and
RSMA
’
s
ability
to
e
xploit
this
disparity
.
As
PS
increases
from
–25
dBm
to
+5
dBm,
all
curv
es
decline;
ho
we
v
er
,
RSMA
maintains
a
distinct
adv
antage
o
v
er
NOMA,
underscoring
its
resilience
to
shado
wing.
Ov
erall,
Figure
6
clearly
demonstrates
that
RSMA
pro
vides
a
more
reliable
link
under
both
HS
and
AS,
establishing
it
as
t
he
superior
approach
for
ne
xt-
generation
satellite
communications.
TELK
OMNIKA
T
elecommun
Comput
El
Control,
V
ol.
23,
No.
5,
October
2025:
1137–1146
Evaluation Warning : The document was created with Spire.PDF for Python.
TELK
OMNIKA
T
elecommun
Comput
El
Control
❒
1143
-25
-20
-15
-10
-5
0
5
10
10
-5
10
-4
10
-3
10
-2
10
-1
10
0
Figure
2.
Outage
probability
v
ersus
P
S
under
v
arious
shado
w
f
ading,
with
L
=
5
-25
-20
-15
-10
-5
0
5
10
15
10
-5
10
-4
10
-3
10
-2
10
-1
10
0
K = 1
K = 3
K = 5
Figure
3.
Outage
probability
v
ersus
P
S
and
the
numbers
of
antennas
of
the
satellite,
with
L
=
10
0
0.2
0.4
0.6
0.8
1
10
-4
10
-3
10
-2
10
-1
10
0
Figure
4.
OP
ag
ainst
a
c
with
K
=
2
and
L
=
20
5
10
15
20
25
30
35
40
45
50
10
-4
10
-3
10
-2
10
-1
10
0
Figure
5.
OP
v
ersus
L
with
P
S
=
0
dBm
-25
-20
-15
-10
-5
0
5
10
-4
10
-3
10
-2
10
-1
10
0
Figure
6.
Comparison
between
RSMA
and
NOMA
for
the
outage
probability
v
ersus
P
S
with
K
=
2
and
L
=
5
5.
CONCLUSION
This
st
udy
le
v
erages
the
inte
gration
of
RSMA
into
satellite-terrestrial
communication
systems
to
s
ig-
nicantly
enhance
quality
of
service.
By
deri
ving
mathematical
e
xpressions
for
outage
probability
and
con-
Rate-splitting
multiple
access
in
satellite-terr
estrial
communication
systems:
performance
...
(Huu
Q.
T
r
an)
Evaluation Warning : The document was created with Spire.PDF for Python.
1144
❒
ISSN:
1693-6930
ducting
asymptotic
analysis,
the
research
underscores
the
critical
roles
of
satellite
antenna
conguration
and
optimized
po
wer
distrib
ution
in
enhancing
communication
reliability
.
Numerical
simulation
v
alidates
the
accu-
rac
y
of
the
theoretical
ndings,
demonstrating
that
RSMA
reduces
out
age
probability
by
up
to
20%
compared
to
NOMA
under
hea
vy
shado
wing
conditions,
o
wing
to
its
superior
interference
management
and
e
xible
signal
decoding
capabilities.
The
results
highlight
the
ef
cac
y
of
emplo
ying
multiple
antennas
and
balanced
po
wer
allocation
(e.g.,
a
c
≈
0.5)
to
minimize
outage
probability
and
enhance
reliability
,
particularly
in
challenging
propag
ation
en
vironments.
The
study
pro
vides
practical
guidelines
for
optimizing
satellite-terrestrial
netw
orks,
such
as
increasing
the
number
of
satellite
antennas
to
e
xploit
spatial
di
v
ersity
and
carefully
tuning
po
wer
al-
location
coef
cients
to
balance
common
and
pri
v
ate
message
transmission.
Future
research
directions
include
e
xploring
RSMA
’
s
applicability
i
n
dynamic
en
vironments,
such
as
lo
w
earth
orbit
(LEO)
satellite
systems,
which
of
fer
lo
wer
latenc
y
b
ut
introduce
challenges
lik
e
rapid
hando
v
ers
and
Doppler
ef
fects.
Additionally
,
inte
grating
RSMA
with
6G
edge
netw
orks
could
further
enhance
performance
by
le
v
eraging
edge
comput-
ing
for
real-time
interference
management
and
resource
allocation.
Further
in
v
estig
ations
should
also
focus
on
impro
ving
ener
gy
ef
cienc
y
,
reducing
latenc
y
,
and
ensuring
scalability
to
support
the
gro
wing
demands
of
ne
xt-generation
wireless
netw
orks.
A
CKNO
WLEDGMENT
Khuong
Ho-V
an
w
ould
lik
e
to
thank
Ho
Chi
Minh
City
Uni
v
ersity
of
T
echnology
(HCMUT),
VNU-
HCM
for
the
support
of
time
and
f
acilities
for
this
study
.
FUNDING
INFORMA
TION
This
study
w
as
self-funded
by
the
authors.
A
UTHOR
CONTRIB
UTIONS
ST
A
TEMENT
This
journal
uses
the
C
ontrib
utor
Roles
T
axonomy
(CRediT)
to
recognize
indi
vidual
author
contrib
u-
tions,
reduce
authorship
disputes,
and
f
acilitate
collaboration.
Name
of
A
uthor
C
M
So
V
a
F
o
I
R
D
O
E
V
i
Su
P
Fu
Huu
Q.
T
ran
✓
✓
✓
✓
✓
✓
✓
✓
Khuong
Ho-V
an
✓
✓
✓
✓
C
:
C
onceptualization
I
:
I
n
v
estig
ation
V
i
:
V
i
sualization
M
:
M
ethodology
R
:
R
esources
Su
:
Su
pervision
So
:
So
ftw
are
D
:
D
ata
Curation
P
:
P
roject
Administration
V
a
:
V
a
lidation
O
:
Writing
-
O
riginal
Draft
Fu
:
Fu
nding
Acquisition
F
o
:
F
o
rmal
Analysis
E
:
Writing
-
Re
vie
w
&
E
diting
CONFLICTS
OF
INTEREST
The
authors
declare
no
conict
of
interest
in
this
manuscript.
INFORMED
CONSENT
W
e
ha
v
e
obtained
informed
consent
from
all
indi
viduals
included
in
this
study
.
ETHICAL
APPR
O
V
AL
Not
applicable.
D
A
T
A
A
V
AILABILITY
Data
a
v
ailability
is
not
applicable
to
this
paper
as
no
ne
w
data
were
created
or
analyzed
in
this
study
.
TELK
OMNIKA
T
elecommun
Comput
El
Control,
V
ol.
23,
No.
5,
October
2025:
1137–1146
Evaluation Warning : The document was created with Spire.PDF for Python.
TELK
OMNIKA
T
elecommun
Comput
El
Control
❒
1145
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Rate-splitting
multiple
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in
satellite-terr
estrial
communication
systems:
performance
...
(Huu
Q.
T
r
an)
Evaluation Warning : The document was created with Spire.PDF for Python.
1146
❒
ISSN:
1693-6930
BIOGRAPHIES
OF
A
UTHORS
Huu
Q
.
T
ran
(Member
,
IEEE)
recei
v
ed
the
M.S.
de
gree
in
Electronics
Engine
ering
from
Ho
Chi
Minh
City
Uni
v
ersity
of
T
echnology
and
Education
(HCMUTE),
V
ietnam
in
2010.
Currently
,
he
has
been
w
orking
as
a
lecturer
at
F
aculty
of
Electronics
T
echnology
,
Industrial
Uni
v
ersity
of
Ho
Chi
Minh
City
(IUH),
V
ietnam.
He
obtained
his
doctorate
from
the
F
aculty
of
Electrical
and
Elec-
tronics
Engineering
at
HCMUTE,
V
ietnam.
His
research
interests
include
wireless
communications,
non-orthogonal
multiple
access
(NOMA),
ener
gy
harv
esting
(EH),
wireless
cooperati
v
e
relaying
net-
w
orks,
heterogeneous
netw
orks
(HetNet),
cloud
radio
access
netw
orks
(C-RAN),
unmanned
aerial
v
ehicles
(U
A
V),
recongurable
intelligent
surf
aces
(RIS),
short-pack
et
communication
(SPC)
and
internet
of
things
(IoT).
He
can
be
contacted
at
email:
tranquyhuu@iuh.edu.vn.
Khuong
Ho-V
an
(Member
,
IEEE)
recei
v
ed
the
B.E.
(rst-rank
ed
honor)
and
M.S.
de
grees
in
Electronics
and
T
elecommunications
Engineering
from
Ho
Chi
Minh
City
Uni
v
ersity
of
T
echnol-
ogy
,
V
ietnam,
in
2001
and
2003,
respecti
v
ely
,
and
the
Ph.D.
de
gree
in
Electrical
Engineering
from
the
Uni
v
ersity
of
Ulsan,
South
K
orea,
in
2007.
From
2007
to
2011,
he
joined
McGill
Uni
v
ersity
,
Canada,
as
a
Postdoctoral
Fello
w
.
Currently
,
he
is
an
Associate
Professor
with
Ho
Chi
Minh
City
Uni
v
ersity
of
T
echnology
,
V
ietnam.
His
major
research
interests
include
modulation
and
coding
techniques,
di-
v
ersity
techniques,
digital
signal
processing,
ener
gy
harv
esting,
ph
ysical
layer
security
,
and
cogniti
v
e
radio.
He
can
be
contacted
at
email:
hvkhuong@hcmut.edu.vn.
TELK
OMNIKA
T
elecommun
Comput
El
Control,
V
ol.
23,
No.
5,
October
2025:
1137–1146
Evaluation Warning : The document was created with Spire.PDF for Python.